A New Approach to Investigating Fraud

Numerous different bodies investigate fraudto keep costs down and to ensure that the
including police forces, fraud regulatory authorities,criminal regulators are kept at bay. However,
internal auditors and forensic accountants. Therevery few businesses will have internal expertise
are many different legislative provisions that theythat possesses the experience and qualifications
use including the Police and Criminal Evidence Actnecessary to undertake a fraud investigation.
(PACE), the Regulation of Investigatory PowersMore harm can be done by employing
Act (RIPA), the Employment Acts, the Insolvencyinexperienced resources to detect and recover
Act and the Companies Act. They all give stronglosses from fraud. For example if a suspect is
powers to those investigating fraud. In all casesquestioned inappropriately there is a strong
they involve using costly professionals or thepossibility that any evidence obtained will be
disruption of the victim's business by theinadmissible in court and could lead to the
regulatory investigators.organisation finding itself on the receiving end of a
If the police are informed of a fraud and theyclaim for constructive dismissal!
decide to investigate they often take a heavyAn answer might be using both external expertise
handed approach. They may well removeand internal resources. By utilising external fraud
accounting records for further investigation backexpertise it may be possible to manage the
at their own offices. This can involve weeks andefficient use of internal resources to conduct a
months when they will be scanned and cataloguedfraud investigation. This means that an
before any numbers are investigated. This canorganisation can carry out fraud investigation and
have a very disruptive effect on a business thatasset tracing work under the competent guidance
might already be suffering due to a fraud, and ifof a fraud expert without employing expensive
the process takes so long it might allow theteams of lawyers and accountants to do the
culprits to escape.work. The expert will keep the police or other
If a business suffering fraud asks for help fromcriminal regulatory authorities informed, and may
its advisors, this can assist without disturbingeven submit an investigation report to them for a
normal activities. However, employing lawyers tosubsequent criminal prosecution. The victim will
manage civil asset recovery action, and forensicneed to employ appropriate legal expertise, but
accountants to trace any lost assets, can be anonly when required and only those that are
extremely costly exercise. Often this onlycapable for the task of recovering assets. Unless
happened when large amounts have beenthere is a need to show investors or the outside
defrauded.world that a substantial "branded" investigation is
So what can be done, to investigate a fraud andbeing undertaken, a safe, quick and economical
recover assets, when only modest sums ofoption for recovering assets must be to
money have been stolen? It would be possible toefficiently match internal resources with external
utilise a company's own internal resources in orderexpertise.